Regulatory and Compliance
We are able to assist you in connection with any investigation or breach of regulations. We are experienced at dealing with HMRC, Financial Conduct Authority and the Prudential Regulation Authority, Financial Ombudsman Service and Trading Standards. We act for a businesses throughout East Anglia and the United Kingdom including two national companies. We also provide workshops for you and your staff on matters that affect your business.
We have assisted clients at interviews held with Trading Standards and advised right up to and including the court proceedings. Our team is fully conversant with PACE. Our team advices finance companies on compliance with the consumer credit act and directives, and advice on the impact of the legislation changes. Firms are now required to comply with the new consumer credit sourcebook (CONC), as well as the FCA’s Principles for Businesses (PRIN), Threshold Conditions (COND) and other regulations such as Senior Management Arrangements, Systems and Controls (SYSC). We have recently been instructed to advise on such matters and have assisted with the drafting of marketing material and making submissions to the FCA.
In particular, when advising on the compliance with CONC, we will address and advise on prominence issues, whether the advertising is printed or online or broadcasted. We have experience in dealing with representations to the FCA and Clearfast.
We are able to act for you on urgent matters which require immediate assistance, and irrespective of your location.